FINANCIAL INTERMEDIARIES
PURSUANT TO THE SWISS LEGISLATION

WE OFFER SERVICES TO FINANCIAL INTERMEDIARIES BASED ON YOUR SPECIFIC DEMANDS

Our services are not restricted to Banks. Various Financial Intermediaries exist or may be created. For a Securities Dealer, an Asset Manager, a Custodian Bank, a Fund Management Company or another form pursuant to the Swiss legislation, Lloyd’s & Partners offers a wide range of expertise to specific cases.

If your institution plans to build-up, we support your authorisation procedure (license) to FINMA and help to setup operative structures. Lloyd’s & Partners consults on your legal and regulatory issues and off ers Legal & Compliance as a service (outsourcing).

Regardless of the status of your organization, Lloyd’s & Partners offers customized and individual solutions. Do you need an approval (for Branches and Representative Offices, for Fund Management Companies, Asset Managers of Collective Investment Schemes or Representatives of Foreign Collective Investment Schemes and Distributors)?

Do you have questions about the set-up of operational structures or do you need support regarding construction (turnkey ready)? Or is it about
clarification of the scope of law and applicability? The Financial Industry is on the move and demands transformation. Together we develop your vision and create a tailor-made concept.

At best, the concept is already established and we will support you with a second opinion.

Our experts also coach you and your team in the areas of planning and organization, as well as any change of residence to Switzerland.